LPL Financial Inc.
LPLA | NASDAQ
$330.38
+$2.29 (+0.70%)
Sep 21, 2026, 11:20 AM ET · Market open
Company Profile
LPL Financial Holdings Inc., operating through its subsidiaries, delivers an integrated ecosystem of brokerage and investment advisory solutions. These services are primarily aimed at independent financial professionals and advisors affiliated with financial institutions across the United States. The firm's brokerage division offers a diverse range of financial instruments, encompassing various annuities (both variable and fixed), mutual funds, equities, and savings vehicles for retirement and education. It also includes fixed income products, insurance, and specialized alternative investments such as non-traded real estate investment trusts and auction rate notes. Furthermore, LPL provides advanced advisory platforms that facilitate access to mutual funds, exchange-traded funds (ETFs), stocks, bonds, specific option strategies, unit investment trusts, institutional money managers, and no-load multi-manager variable annuities. The company also extends its offerings to include money market programs and versatile retirement solutions. These solutions support both commission-based and fee-based services, empowering advisors to furnish brokerage services, consultation, and strategic advice to retirement plan sponsors. Additional services encompass essential tools designed to help advisors maintain and grow their practices. LPL also offers trust, investment management oversight, and custodial services tailored for estates and families, alongside insurance brokerage general agency services. Complementing these are sophisticated technology products, including proposal generation, investment analytics, and portfolio modeling capabilities. Founded in San Diego, California, in 1989, the company initially operated as LPL Investment Holdings Inc. before officially changing its name to LPL Financial Holdings Inc. in June 2012.
Key Executives
| Name | Position |
|---|---|
| Richard Steinmeier | Chief Executive Officer & Director |
| Emily Field | Group MD & Chief People Officer |
| Matthew Jon Audette | President & Chief Financial Officer |
| Matthew Morningstar | Group MD & Chief Legal Officer |
| Aneri Jambusaria | Group MD & Chief Wealth Officer |
| Greg Gates | Group MD and Chief Product & Technology Officer |
| Jonathan Lewis | Chief Technology & Information Officer |
| Judith Kohoskie Ricketts | Executive Vice President of Operations |
| Katharine Reeping | Senior Vice President, Controller & Chief Accounting Officer |
| Marc Andrew Zabicki | Chief Investment Officer |
| Matthew K. Enyedi | MD & Chief Client Officer |
| Robert Krivit | Senior Vice President & Head of Trading |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Sep 01, 2026 | 4 | Filing |
| Sep 01, 2026 | 4 | Filing |
| Sep 01, 2026 | 4 | Filing |
| Sep 01, 2026 | 4 | Filing |
| Sep 01, 2026 | 4 | Filing |
| Sep 01, 2026 | 4 | Filing |
| Sep 01, 2026 | 4 | Filing |
| Aug 31, 2026 | 4 | Filing |
| Aug 21, 2026 | 4 | Filing |
| Aug 13, 2026 | SC 13G | Statement of acquisition of beneficial ownership b... |
LPL Financial Inc.
| Country | United States |
| IPO Date | Nov 17, 2010 |
| Industry | Financial - Capital Markets |
| Sector | Financial Services |
| Employees | 10,081 |
| CEO | Richard Steinmeier |
Contact Details
4707 Executive Drive San Diego,
California 92121 United States
Stock Details
| Ticker Symbol | LPLA |
| Exchange | NASDAQ |
| Fiscal Year | January - December |
| Reporting Currency | USD |
| CIK Code | 0001397911 |
| CUSIP Number | 50212V100 |
| ISIN Number | US50212V1008 |
| SIC Code | 6200 |
Recent News
- 5 days ago / fool.comInsider Sale: Executive Liquidates Shares Valued at More Than $150,000
- 27 days ago / zacks.comHere's Why LPL Financial Holdings Inc. (LPLA) is a Strong Momentum Stock
- 1 month ago / defenseworld.net4,732,991 Shares in LPL Financial Holdings Inc. $LPLA Acquired by BlackRock Inc.
- 1 month ago / globenewswire.comLPL Financial Expands Wealth Management Platform, Showcasing Specialized Expertise at Focus 2026
- 2 months ago / seekingalpha.comLPL Financial Holdings Inc. (LPLA) Q2 2026 Earnings Call Transcript
- 2 months ago / zacks.comLPL Financial Holdings Inc. (LPLA) Q2 Earnings and Revenues Beat Estimates
- 2 months ago / zacks.comLPL Financial (LPLA) Q2 Earnings: Taking a Look at Key Metrics Versus Estimates
- 2 months ago / zacks.comLPL Financial (LPLA) Q2 Earnings on the Horizon: Analysts' Insights on Key Performance Measures
- 2 months ago / zacks.comLPL Financial Holdings Inc. (LPLA) Reports Next Week: Wall Street Expects Earnings Growth
- 3 months ago / gurufocus.comIs LPL Financial Holdings Inc (LPLA) a Bargain After 3.1% Drop? GF Value Says Undervalued
Add to Watchlist
Select watchlists to add or remove LPLA