LPL Financial  Inc. logo

LPL Financial Inc.

LPLA | NASDAQ
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$330.38
+$2.29 (+0.70%)
Sep 21, 2026, 11:20 AM ET · Market open

Company Profile

LPL Financial Holdings Inc., operating through its subsidiaries, delivers an integrated ecosystem of brokerage and investment advisory solutions. These services are primarily aimed at independent financial professionals and advisors affiliated with financial institutions across the United States. The firm's brokerage division offers a diverse range of financial instruments, encompassing various annuities (both variable and fixed), mutual funds, equities, and savings vehicles for retirement and education. It also includes fixed income products, insurance, and specialized alternative investments such as non-traded real estate investment trusts and auction rate notes. Furthermore, LPL provides advanced advisory platforms that facilitate access to mutual funds, exchange-traded funds (ETFs), stocks, bonds, specific option strategies, unit investment trusts, institutional money managers, and no-load multi-manager variable annuities. The company also extends its offerings to include money market programs and versatile retirement solutions. These solutions support both commission-based and fee-based services, empowering advisors to furnish brokerage services, consultation, and strategic advice to retirement plan sponsors. Additional services encompass essential tools designed to help advisors maintain and grow their practices. LPL also offers trust, investment management oversight, and custodial services tailored for estates and families, alongside insurance brokerage general agency services. Complementing these are sophisticated technology products, including proposal generation, investment analytics, and portfolio modeling capabilities. Founded in San Diego, California, in 1989, the company initially operated as LPL Investment Holdings Inc. before officially changing its name to LPL Financial Holdings Inc. in June 2012.

Key Executives

Name Position
Richard Steinmeier Chief Executive Officer & Director
Emily Field Group MD & Chief People Officer
Matthew Jon Audette President & Chief Financial Officer
Matthew Morningstar Group MD & Chief Legal Officer
Aneri Jambusaria Group MD & Chief Wealth Officer
Greg Gates Group MD and Chief Product & Technology Officer
Jonathan Lewis Chief Technology & Information Officer
Judith Kohoskie Ricketts Executive Vice President of Operations
Katharine Reeping Senior Vice President, Controller & Chief Accounting Officer
Marc Andrew Zabicki Chief Investment Officer
Matthew K. Enyedi MD & Chief Client Officer
Robert Krivit Senior Vice President & Head of Trading

Latest SEC Filings

Date Type Title
Sep 01, 2026 4 Filing
Sep 01, 2026 4 Filing
Sep 01, 2026 4 Filing
Sep 01, 2026 4 Filing
Sep 01, 2026 4 Filing
Sep 01, 2026 4 Filing
Sep 01, 2026 4 Filing
Aug 31, 2026 4 Filing
Aug 21, 2026 4 Filing
Aug 13, 2026 SC 13G Statement of acquisition of beneficial ownership b...
View All SEC Filings
LPL Financial Inc.
LPL Financial  Inc. logo
Country United States
IPO Date Nov 17, 2010
Industry Financial - Capital Markets
Sector Financial Services
Employees 10,081
CEO Richard Steinmeier

Contact Details

4707 Executive Drive San Diego, California 92121 United States

Stock Details

Ticker Symbol LPLA
Exchange NASDAQ
Fiscal Year January - December
Reporting Currency USD
CIK Code 0001397911
CUSIP Number 50212V100
ISIN Number US50212V1008
SIC Code 6200

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